How long do you actually need to keep the records?
Regulation 11 of LOLER 1998 requires duty holders to keep "records of examinations, tests and repairs to equipment" for the periods specified in the Schedule. This covers every thorough examination report, every defect record, and every repair carried out following a defect finding.
The answer to how long depends on the status of your equipment. Regulation 11 of LOLER 1998 places a legal obligation on you, the duty holder, to keep examination records and produce them on request to the enforcing authority. The retention period varies depending on whether the equipment is in service, out of service, or subject to a written examination scheme. The HSE recommends retaining all records for the full life of the equipment, regardless of the legal minimum.
Retention periods at a glance
| Situation | Minimum retention period | Reg. basis |
|---|---|---|
| Equipment still in service | Until the next thorough examination report is received | Reg. 11(2)(a) |
| Equipment taken out of service | 2 years from date of last examination | Reg. 11(2)(b) |
| Equipment under examination scheme | Until equipment ceases to be used, or until further scheme report received | Reg. 11(3) |
| Pre-use examination (new equipment) | Keep for life of equipment | Best practice, HSE guidance |
| Lifting accessories (6-month interval) | Until next 6-month report received | Reg. 11(2)(a) |
Practical advice:The legal minimum is "until the next report." In practice, the HSE recommends keeping all examination records for the full life of the equipment. The cost of storing digital records is negligible. A complete history is invaluable in an incident investigation or insurance claim. Do not delete old records just because the regulations technically allow it.
Which documents do you need to keep?
Under Regulation 11, you must retain the following. See the LOLER record keeping guide for full details. Each examination record must be a complete Schedule 1-compliant report:
- The written report of every thorough examination, containing all Schedule 1 fields
- Any written evidence of conformity obtained before putting equipment into service for the first time
- Records of defects found and actions taken
- Evidence of repairs made following Category A or B defect findings
- The examination scheme, if one is in operation, including any amendments
What happens if your records are lost or incomplete?
In an HSE inspection, the inspector will ask to see examination records. If you cannot produce them, you cannot prove compliance. Absence of records is treated as evidence of non-compliance, regardless of whether the examinations actually took place. It does not matter that the work was done if you cannot show it.
Paper vs digital: why digital records win every time
Paper records
Digital records (Lolerflow)
What happens to records when equipment changes hands
When lifting equipment is sold, transferred, or gifted, the examination reports must go with it. Regulation 11(1) places the record-keeping obligation on the duty holder. When ownership changes, that obligation passes to the new owner. They need the records to establish the examination history and know when the next thorough examination is due.
Without that history, the new owner cannot show the required interval has not lapsed. In practice, they must treat the equipment as unexamined and arrange a fresh thorough examination before putting it into service. That cost is avoidable if the seller transfers the records correctly.
Records after an incident: why the audit trail matters most then
If lifting equipment is involved in an incident or a near-miss, your examination reports become evidence. Preserve them immediately. Do not destroy, amend, or move them. The HSE can request them under RIDDOR and under their powers of inspection under the Health and Safety at Work Act 1974. If the equipment was examined but the report is lost, you cannot show due diligence. Missing records are treated as evidence of systemic non-compliance, not an administrative oversight.
Practical step: Records potentially relevant to an incident should be backed up to a second location immediately, before any investigation begins. A cloud-based system does this automatically. Paper records should be photocopied and stored separately as soon as an incident is reported.
Four common record-keeping mistakes that put you at risk
What record-keeping looks like at scale
Consider a company with 100 assets examined twice a year. That is 200 examination reports per year. Over five years, that is 1,000 documents. Retrieving a specific report from five years ago from a paper filing system, during an unannounced HSE visit, is a very different task from typing a serial number into a digital system and finding it in ten seconds.
Digital records do not just satisfy the legal requirement more easily. They make your compliance position visibly stronger. Use LOLER inspection software to maintain a complete, searchable, audit-ready record of every thorough examination your team carries out.